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Short selling
Results: 2054

#	Item
991	Microsoft Word - Zenergy Complaint (Settled) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-01 17:11:23 Finance Mergers and acquisitions Stock market Short selling Convertible bond Reverse takeover Short Shares outstanding Convertible security Business Corporate finance Financial economics
992	SEC Complaint: All Know Holdings Ltd. , Sha Chen, Song Li, Lili Wang, and Zhi Yao Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-06 10:06:47 Finance Financial markets Financial regulation Short Short selling Interactive Brokers Credit Suisse Citigroup Securities and Exchange Commission Investment Financial economics Primary dealers
993	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-08 11:24:30 Stock market United States Securities and Exchange Commission United States securities law 73rd United States Congress Short selling Securities Act Securities Exchange Act Security Initial public offering Financial economics Finance Investment
994	February 13, 2013 Mr. David Shillman Associate Director Division of Trading and Markets Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-22 15:06:32 Financial markets Financial services Securities Fixed income market Short selling Prime brokerage Broker-dealer Broker Short Financial economics Financial system Finance
995	Arkansas State University Sponsored Programs Accounting Fund Closeout Procedure General Statement Arkansas State University should submit financial reports to the sponsors of research and other activities that accurately Add to Reading List Source URL: www.astate.edu Language: English - Date: 2013-10-14 16:29:52 Short selling Business Money Economics Finance Financial regulation Short
996	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 2, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-07-02 14:29:33 Finance United States securities law 73rd United States Congress United States Securities and Exchange Commission Short selling Short Initial public offering U.S. Securities and Exchange Commission Securities Exchange Act Stock market Financial economics Investment
997	Microsoft Word - Document8 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-05-20 11:48:36 United States securities law 73rd United States Congress United States Securities and Exchange Commission Financial regulation Short selling U.S. Securities and Exchange Commission Securities Exchange Act Hedge fund Short Financial economics Finance Investment
998	Federal Register / Vol. 68, No[removed]Tuesday, June 24, [removed]Notices Number’’ and Title referenced in this announcement. Submit an original and five copies. The original should have the applicant’s signature in b Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 12:30:28 Short selling Stock market Financial markets Securities Securities lending Repurchase agreement Security Collateral Loan Finance Financial economics Investment
999	Other Commission Orders and Notices Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-17 18:39:00 Financial system Financial regulation Short selling Financial markets Short Securities Exchange Act Security Securities Act Securities market Financial economics United States securities law Finance
1000	Larry E. Thompson General Counsel The Depository Trust and Clearing Corporation Mr. Thompson is General Counsel of The Depository Trust and Clearing Corporation (DTCC). He is a member of the DTCC Executive Leadership Tea Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-05-24 15:21:00 Securities Depository Trust & Clearing Corporation Clearing Corporation Davis Polk & Wardwell Trade Information Warehouse Naked short selling Financial economics Financial system Finance

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